-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, N9SQ/D/0I1ww7pP+m/mkRG7tYRpTvj6Hv3a2lNankwEaHsSaVBVQRMlPzvrjW5UH rDnngDiJF5TUZQYCdyprog== 0000909012-99-000163.txt : 19990211 0000909012-99-000163.hdr.sgml : 19990211 ACCESSION NUMBER: 0000909012-99-000163 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990210 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: USA TRUCK INC CENTRAL INDEX KEY: 0000883945 STANDARD INDUSTRIAL CLASSIFICATION: TRUCKING (NO LOCAL) [4213] IRS NUMBER: 710556971 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-43312 FILM NUMBER: 99527338 BUSINESS ADDRESS: STREET 1: P O BOX 449 STREET 2: 3108 INDUSTRIAL PK RD CITY: VAN BUREN STATE: AK ZIP: 72956 BUSINESS PHONE: 5014712500 MAIL ADDRESS: STREET 1: 3108 INDUSTRIAL PARK ROAD CITY: VAN BUREN STATE: AK ZIP: 72956 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: FLEMING ROBERT INC / DA CENTRAL INDEX KEY: 0000902812 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 320 PARK AVENUE STREET 2: 11TH & 12TH FL CITY: NEW YORK STATE: NY ZIP: 10022 MAIL ADDRESS: STREET 1: 320 PARK AVE STREET 2: 11TH AND 12TH FL CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: FLEMING ROBERT INC DATE OF NAME CHANGE: 19930429 SC 13G/A 1 USA TRUCK UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.1)* USA TRUCK - -------------------------------------------------------------------------------- (Name of Issuer) COMMON - -------------------------------------------------------------------------------- (Title of Class of Securities) 902925106 - -------------------------------------------------------------------------------- (CUSIP Number) Check the following box if a fee is being paid with this statement / /. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7). *The remainder of this cover shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Cusip No. 902925106 13G Page 2 of 5 Pages 1. NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Robert Fleming Inc. 13-3298866 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) Joint filing pursuant to Rule 13d-1 (f) (1) See Item 2 (b) 3. SEC USE ONLY 4. CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE NUMBER OF 5. SOLE VOTING POWER -- SHARES BENEFICIALLY 6. SHARED VOTING POWER 764,025 OWNED BY EACH 7. SOLE DISPOSITIVE POWER -- REPORTING PERSON WITH 8. SHARED DISPOSITIVE POWER 764,025 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 764,025 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 8.11% 12. TYPE OF REPORTING PERSON* IA Cusip No. 902925106 13G Page 3 of 5 Pages Schedule 13G Additional Information Item # 1. (a) Name of Issuer: USA TRUCK INC. (b) Address of Issuer's Principal Executive Offices: 3108 Industrial Park Road Van Buren, AR 72956 2. (a) Name of Person Filing: Robert Fleming, Inc. (b) Address of Principal Business Office for Each of the Above: 320 Park Avenue - 11th Floor New York, NY 10022 (c) Citizenship: Delaware Corporation (d) Title of Class of Securities: COMMON (e) CUSIP Number: 902925106 3. This statement is filed pursuant to Rule 13d-1(b), or 13d-2(b). The person filing is a: IA 4. Ownership: (a) Amount Beneficially Owned: 764,025 (b) Percent of Class: 8.11% Cusip No.902925106 13G Page 4 of 5 Pages (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote -- (ii) shared power to vote or to direct the vote 764,025 (iii) sole power to dispose or to direct the disposition of -- (iv) shared power to dispose or to direct the disposition of 764,025 5. Ownership of Five Percent or Less of a Class: 6. Ownership of More than Five Percent on Behalf of Another Person: 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company: 8. Identification and Classification of Members of the Group: 9. Notice of Dissolution of Group: 10. Certification: The following certification shall be included if the statement is filed pursuant to Rule 13d-1(b): By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 5, 1999 -------------------------------- Date: /s/ Larry A. Kimmel -------------------------------- Signature Larry A. Kimmel V.P., Director of Compliance -------------------------------- Name/Title Cusip No. 902925106 13G Page 5 of 5 Pages The original statement shall be signed by each person on whose behalf the statement is filed or his authorized representative. If the statement is signed on behalf of a person by his authorized representative other than an executive officer or general partner of the filing person, evidence of the representative's authority to sign on behalf of such person shall be filed with the satement, provided, however, that a power of attorney for this purpose which is already on file with the Commission may be incorporated by reference. The name and any title of each person who signs the statement shall be typed or printed beneath his signature. NOTE: Six copies of this statement, including all exhibits, should be filed with the Commission. ATTENTION: INTERNATIONAL MISSATEMENTS OR OMISSIONS OF FACT CONSTITUTE FEDERAL CRIMINAL VIOLATIONS (SEE 18 U.S.C. 1001) -----END PRIVACY-ENHANCED MESSAGE-----